Risk & Compliance Officer

FINCO Search

Title: Risk & Compliance Officer
Contract type: Permanent
Salary: Competitive
Location: Liechtenstein

FINCO Search is working with an established private banking firm based in Liechtenstein. We are looking for an experienced Risk & Compliance Officer to join their small team.

Duties & Responsibilities

  • Responsible for compliance across the company and private banking desks/functions
  • Keeping up to date on regulatory developments and relaying up to date regulatory information to the desk heads / internal stakeholders, ensuring full compliance across private banking desks
  • Carry out due diligence and risk reports for the wealth management team
  • To help partake in AML / Compliance projects and work with senior management and internal counterparties on compliance projects and oversight monitoring
  • Assist the front office with ongoing monitoring of any business relationships ensuring due diligence and compliance at all times
  • Monitor and maintain the internal compliance framework and act as a business partner to internal private banking / wealth management teams to relay up to date regulatory information and updates

Experience

  • 4+ years’ worth of experience in a compliance function within a private bank or wealth management firm
  • Educated to a degree level in business administration or equivalent
  • Good knowledge of private banking/wealth management and the associated compliance / AML responsibilities
  • Excellent time management and organisational skills
  • Good knowledge of the English language

Please contact Toby Moore:
Email: Toby.moore@fincosearch.com
Tel: +44 (0)203 927 5082

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